SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
EBRAHIMI FARHAD FRED

(Last) (First) (Middle)
191 UNIVERSITY BLVD, SUITE 246

(Street)
DENVER CO 80206

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Desktop Metal, Inc. [ DM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2023 X 287,000 A $5 17,108,654 I By Crescent River LLC
Common Stock 11/14/2023 X 317,000 A $5 9,609,685 I By Shiraz Capital, LLC
Common Stock 3,312,011 I By Corcaigh LLC
Common Stock 5,102,900 I By Infinity Trusts Investment LLC
Common Stock 374,000 I By Havana 2020 GRAT
Common Stock 583,421 I By Elstead 2020 GRAT
Common Stock 1,210,300 I By Farhad F Ebrahimi Roth IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
PUT Option (Obligation to Buy) $5 11/14/2023 X 15,700 07/28/2023 01/19/2024 Common Stock 15,700 $0 271,300 I By Crescent River LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 12,100 07/27/2023 01/19/2024 Common Stock 12,100 $0 259,200 I By Crescent River LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 5,100 07/21/2023 01/19/2024 Common Stock 5,100 $0 254,100 I By Crescent River LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 54,100 10/11/2021 01/19/2024 Common Stock 54,100 $0 200,000 I By Crescent River LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 200,000 10/13/2021 01/19/2024 Common Stock 200,000 $0 0 I By Crescent River LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 137,500 10/04/2021 01/19/2024 Common Stock 137,500 $0 181,500 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 79,500 10/15/2021 01/19/2024 Common Stock 79,500 $0 102,000 I By Shiraz Capital, LLC
PUT Option (Obligation to Buy) $5 11/14/2023 X 100,000 10/19/2021 01/19/2024 Common Stock 100,000 $0 2,000 I By Shiraz Capital, LLC
Explanation of Responses:
Remarks:
The Power of Attorney granting Brad Nelson authority to act as attorney-in-fact for Farhad Fred Ebrahimi was filed as Exhibit A to a Form 13D filed with the Commission on May 30, 2023.
Brad Nelson as Attorney in Fact for Farhad Fred Ebrahimi 11/16/2023
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.